brokerages
Securities dealing companies
Brokerages are businesses that arrange transactions between buyers and sellers, taking a commission for their services.
The term most often refers to firms that execute trades in stocks, bonds, and other securities: She opened an account at an online brokerage.
Real estate brokerages connect property buyers with sellers.
The word also denotes the fee charged for such services.
Tradeable financial assets
- investment banksSecurities underwriting institutions
- trading housesBusinesses conducting commercial exchanges
- financial institutionsEntities handling monetary services
- Wall StreetAmerican finance hub
Merrill Lynch · Charles Schwab · Fidelity · Morgan Stanley · E-Trade · full-service · clearing houses · FINRA
Payments for services rendered
- management feesCosts for professional oversight
- transfer feesCosts for moving assets
- fee schedulesListed prices for services
- tiered pricingCosts structured by level
Long-term savings vehicles
- IRATax-advantaged retirement fund
- 401k rolloverRetirement account relocation
- custodial accountsAssets managed for minors
- trust accountsAssets managed for beneficiaries
joint accounts · individual accounts · account statements · holdings · positions · balances · transfers · account opening
Exchanging company shares
- portfolio managementOverseeing investment holdings strategically
- retirement accountsLong-term savings vehicles
- research reportsFormal documentation of investigations
- asset allocationDistributing investments strategically
financial planning · account management · rebalancing · estate planning · options trading · mutual funds · cash management · lending services
securities
Tradeable financial assets
- investment banksSecurities underwriting institutions
- trading housesBusinesses conducting commercial exchanges
- financial institutionsEntities handling monetary services
Wall Street · Merrill Lynch · Charles Schwab · Fidelity · Morgan Stanley · E-Trade · full-service · clearing houses · FINRA · market makers
commissions
Payments for services rendered
- management feesCosts for professional oversight
- transfer feesCosts for moving assets
- fee schedulesListed prices for services
retirement accounts
Long-term savings vehicles
- IRATax-advantaged retirement fund
- 401k rolloverRetirement account relocation
- custodial accountsAssets managed for minors
trust accounts · joint accounts · individual accounts · account statements · holdings · positions · balances · transfers · account opening · suitability
stock trading
Exchanging company shares
- portfolio managementOverseeing investment holdings strategically
- retirement accountsLong-term savings vehicles
- research reportsFormal documentation of investigations
asset allocation · financial planning · account management · rebalancing · estate planning · options trading · mutual funds · cash management · lending services
- financebank, CFO, banks, controller, finance
- Regulated Industriesbanks, insurance, healthcare, pharmaceuticals, securities
- real estatehouse, home, apartment, property, sale
- financial institutionsbanks, central bank, commercial banks, investment bank, investment banks
brokeragesprincipals
Chief school administrators
counterparties · self-dealing · direct investment · disintermediation
brokeragesprincipals
Chief school administrators
commercial banks · banks · credit unions · central banks · savings and loans
brokeragesretail investors
Non-institutional securities buyers
institutional investors · principals · hedge funds · pension funds · endowments
- insurance brokerageFirm selling coverage policies
- brokerage firmCompany facilitating securities transactions
- brokerage accountSecurities holding arrangement
- brokerage feesCharges for transaction services