investment adviser
Wealth strategy consultant
An investment adviser is a person or firm that provides guidance on securities investments, typically for compensation.
In the United States, the term has specific legal meaning under federal law—registered investment advisers must meet regulatory requirements and owe fiduciary duties to clients.
She hired an investment adviser to manage her retirement portfolio.
The spelling *adviser* dominates in legal and regulatory contexts, though *advisor* appears in general usage.
- financial plannerProfessional managing personal finances
- portfolioCollected works or assets
- asset allocationDistributing investments strategically
- fiduciaryAgent bound by loyalty
- fiduciary dutyObligation to act loyally
wealth manager · stocks · bonds · retirement · retirement planning · 401k · clients · fees · assets · trust · financial advice · Wall Street · securities · commission · returns · risk · mutual funds · bull market
- advisorsconsultant, think tanks, counsel, expert panels, mentor
- Financial Adviserswealth manager, retirement planner, portfolio manager, asset manager, financial coach
- Securities LawSEC, securities, securities fraud, insider trading, prospectus
investment adviserbroker
Transaction intermediary for hire
stockbroker · broker-dealer · salesman · day trader · cold caller
investment, adviser, invest, advise, invested, investing, investor, investors, investments