compliance mechanisms
Rules ensuring adherence
Compliance mechanisms are the tools, processes, and systems used to ensure that rules, regulations, or agreements are followed.
These range from monitoring and reporting requirements to penalties for violations.
In legal and regulatory contexts, compliance mechanisms might include audits, inspections, or certification programs: The treaty established compliance mechanisms including on-site verification.
In corporate settings, they encompass internal controls, training programs, and oversight committees designed to prevent violations before they occur.
- statutesFormally enacted laws
- auditsFormal account inspections
- internal auditsOrganization's self-conducted financial reviews
- inspectionsSystematic examinations for flaws
- spot checksUnscheduled verification of samples
ordinances · reward systems · treaties · contracts · group norms · labor laws · whistleblower protections · codes of conduct · surveillance systems · environmental regulations · firewalls · licensing agreements · anti-corruption laws · penalties · risk assessments · paper trail · chain of custody · enforcement agencies
compliance mechanismsself-regulation
Managing one's own behavior
honor systems · moral suasion · gentlemen's agreements · best practices · guidelines
compliance mechanismsderegulation
Removing governmental business restrictions
laissez-faire · non-intervention · self-governance · autonomy
compliance mechanismsnoncompliance
Failure to follow requirements
defiance · violation · rule-breaking · civil disobedience · subversion
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